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AMICUS THERAPEUTICS, INC. — Director's Dealing 2020
Jul 9, 2020
31523_dirs_2020-07-09_35f06d43-8364-488c-bf40-d0aa0e968a0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMICUS THERAPEUTICS, INC. (FOLD)
CIK: 0001178879
Period of Report: 2020-07-07
Reporting Person: Barth Jay (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-07 | Common Stock | M | 51531 | $8.61 | Acquired | 214735 | Direct |
| 2020-07-07 | Common Stock | M | 64601 | $9.03 | Acquired | 279336 | Direct |
| 2020-07-07 | Common Stock | M | 12804 | $10.04 | Acquired | 292140 | Direct |
| 2020-07-07 | Common Stock | M | 50052 | $12.28 | Acquired | 342192 | Direct |
| 2020-07-07 | Common Stock | S | 178988 | $15.9002 | Disposed | 163204 | Direct |
| 2020-07-08 | Common Stock | M | 16910 | $8.61 | Acquired | 180114 | Direct |
| 2020-07-08 | Common Stock | M | 16549 | $9.03 | Acquired | 196663 | Direct |
| 2020-07-08 | Common Stock | M | 8599 | $10.04 | Acquired | 205262 | Direct |
| 2020-07-08 | Common Stock | M | 22052 | $12.28 | Acquired | 227314 | Direct |
| 2020-07-08 | Common Stock | S | 64110 | $15.9191 | Disposed | 163204 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-07 | Stock Options (right to buy) | $8.61 | M | 51531 | Disposed | 2025-01-02 | Common Stock (51531) | Direct |
| 2020-07-07 | Stock Options (right to buy) | $9.03 | M | 64601 | Disposed | 2026-01-04 | Common Stock (64601) | Direct |
| 2020-07-07 | Stock Options (right to buy) | $10.04 | M | 12804 | Disposed | 2029-01-02 | Common Stock (12804) | Direct |
| 2020-07-07 | Stock Options (right to buy) | $12.28 | M | 50052 | Disposed | 2025-06-01 | Common Stock (50052) | Direct |
| 2020-07-08 | Stock Options (right to buy) | $8.61 | M | 16910 | Disposed | 2025-01-02 | Common Stock (16910) | Direct |
| 2020-07-08 | Stock Options (right to buy) | $9.03 | M | 16549 | Disposed | 2026-01-04 | Common Stock (16549) | Direct |
| 2020-07-08 | Stock Options (right to buy) | $10.04 | M | 8599 | Disposed | 2029-01-02 | Common Stock (8599) | Direct |
| 2020-07-08 | Stock Options (right to buy) | $12.28 | M | 22052 | Disposed | 2025-06-01 | Common Stock (22052) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $15.90 to $15.91. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: This price is the weighted average price for the transactions reported on this line. The prices for the transactions reported on this line range from $15.90 to $16.12 inclusive. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: All of the options were fully vested and exercisable as of the transaction date.
F5: As of July 7, 2020, 30,987 options were fully vested and exercisable and 51,657 remained unvested from this grant.
F6: As of July 8, 2020, 18,183 options were fully vested and exercisable and 51,657 remained unvested from this grant.