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AMERICOLD REALTY TRUST Director's Dealing 2018

Aug 15, 2018

31243_dirs_2018-08-15_809fc2fa-d3a1-4e27-a63f-be960fdf8f1f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-08-13

Reporting Person: NOVOSEL THOMAS C (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-13 Common Shares of Beneficial Interest M 70000 $9.81 Acquired 70000 Direct
2018-08-13 Common Shares of Beneficial Interest F 47274 $22.98 Disposed 22726 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-08-13 Stock Option $9.81 M 60000 Disposed 2023-10-30 Common Shares of Beneficial Interest (60000) Direct
2018-08-13 Stock Option $9.81 M 10000 Disposed 2026-03-22 Common Shares of Beneficial Interest (10000) Direct

Footnotes

F1: On August 13, 2018, Mr. Novosel made a net exercise of 70,000 stock options, resulting in his acquisition of 22,726 common shares of Americold Realty Trust.

F2: Options to acquire common shares vested 20% on October 30, 2014, 2015, 2016 and 2017 and remainder vest on October 30, 2018.

F3: Options to acquire common shares vested 20% on March 22, 2017 and 2018 and remainder vest ratably on March 22, 2019, 2020 and 2021.