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AMERICOLD REALTY TRUST — Director's Dealing 2018
Aug 15, 2018
31243_dirs_2018-08-15_809fc2fa-d3a1-4e27-a63f-be960fdf8f1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-08-13
Reporting Person: NOVOSEL THOMAS C (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-13 | Common Shares of Beneficial Interest | M | 70000 | $9.81 | Acquired | 70000 | Direct |
| 2018-08-13 | Common Shares of Beneficial Interest | F | 47274 | $22.98 | Disposed | 22726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-13 | Stock Option | $9.81 | M | 60000 | Disposed | 2023-10-30 | Common Shares of Beneficial Interest (60000) | Direct |
| 2018-08-13 | Stock Option | $9.81 | M | 10000 | Disposed | 2026-03-22 | Common Shares of Beneficial Interest (10000) | Direct |
Footnotes
F1: On August 13, 2018, Mr. Novosel made a net exercise of 70,000 stock options, resulting in his acquisition of 22,726 common shares of Americold Realty Trust.
F2: Options to acquire common shares vested 20% on October 30, 2014, 2015, 2016 and 2017 and remainder vest on October 30, 2018.
F3: Options to acquire common shares vested 20% on March 22, 2017 and 2018 and remainder vest ratably on March 22, 2019, 2020 and 2021.
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