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AMERICOLD REALTY TRUST — Director's Dealing 2018
Dec 14, 2018
31243_dirs_2018-12-14_5297414c-4085-463f-8737-ee0b60205ece.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICOLD REALTY TRUST (NYSE: COLD)
CIK: 0001455863
Period of Report: 2018-12-13
Reporting Person: Darweesh Andrea (Chief HR Officer and EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-13 | Common Shares of Beneficial Interest | M | 115000 | $9.81 | Acquired | 115000 | Direct |
| 2018-12-13 | Common Shares of Beneficial Interest | S | 115000 | $27.444 | Disposed | 0 | Direct |
| 2018-12-13 | Common Shares of Beneficial Interest | M | 5000 | $9.81 | Acquired | 5000 | Direct |
| 2018-12-13 | Common Shares of Beneficial Interest | F | 3239 | $27.60 | Disposed | 1761 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-13 | Stock Option | $9.81 | M | 115000 | Disposed | 2027-09-09 | Common Shares of Beneficial Interest (115000) | Direct |
| 2018-12-13 | Stock Option | $9.81 | M | 5000 | Disposed | 2027-09-09 | Common Shares of Beneficial Interest (5000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $27.20 to $27.625, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
F2: On December 13, 2018, Ms. Darweesh made an exercise of 115,000 stock options and sold 115,000 common shares of beneficial interest.
F3: Options to acquire common shares vested 20% each on September 9, 2017 and 2018 and remainder to vest ratably on September 9, 2019, 2020, and 2021.
F4: On December 13, 2018, Ms. Darweesh made a net exercise of 5,000 stock options, resulting in her acquisition of 1,761 common shares of Americold Realty Trust.