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AMERICAN EXPRESS CO — Director's Dealing 2023
Aug 1, 2023
29774_dirs_2023-08-01_fb44e6be-b52e-4216-99bd-92e1a7e1f036.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2023-07-30
Reporting Person: Grosfield Howard (President, U.S. Consumer Serv)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-30 | Common Stock | A | 17592 | $165.43 | Acquired | 24665.77 | Direct |
| 2023-07-30 | Common Stock | F | 9729 | $165.43 | Disposed | 14936.77 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 96.16 | Indirect |
Footnotes
F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F2: Represents shares acquired pursuant to vesting of Performance Stock Awards that were granted to the reporting person in July 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Stock Units.