AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2021
Jan 28, 2021
29774_dirs_2021-01-28_d5d0a4d2-1dbf-442c-b83a-92c74c6644ec.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-01-26
Reporting Person: GORDON MARC D (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-26 | Common Stock | A | 10362 | $121.15 | Acquired | 49181.325 | Direct |
| 2021-01-26 | Common Stock | F | 3948 | $121.15 | Disposed | 45233.325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-26 | Employee Stock Option (Right to Buy) | $97.98 | A | 10362 | Acquired | 2028-01-26 | Common Stock (10362) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021.