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AMERICAN EXPRESS CO Director's Dealing 2021

Feb 9, 2021

29774_dirs_2021-02-09_98efcdb8-8d76-46d3-9563-41da54915283.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-02-05

Reporting Person: GORDON MARC D (Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-05 Common Stock M 8403 $86.64 Acquired 53636.325 Direct
2021-02-05 Common Stock M 7937 $83.30 Acquired 61573.325 Direct
2021-02-05 Common Stock S 8403 $126.00 Disposed 53170.325 Direct
2021-02-05 Common Stock S 7937 $126.00 Disposed 45233.325 Direct
2021-02-05 Common Stock S 17105 $126.00 Disposed 28128.325 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-05 Employee Stock Option (Right to Buy) $86.64 M 8403 Disposed 2024-01-28 Common Stock (8403) Direct
2021-02-05 Employee Stock Option (Right to Buy) $83.30 M 7937 Disposed 2025-01-26 Common Stock (7937) Direct

Footnotes

F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.

F2: Includes shares acquired pursuant to dividend reinvestment.