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AMERICAN EXPRESS CO — Director's Dealing 2021
Feb 9, 2021
29774_dirs_2021-02-09_98efcdb8-8d76-46d3-9563-41da54915283.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-02-05
Reporting Person: GORDON MARC D (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-05 | Common Stock | M | 8403 | $86.64 | Acquired | 53636.325 | Direct |
| 2021-02-05 | Common Stock | M | 7937 | $83.30 | Acquired | 61573.325 | Direct |
| 2021-02-05 | Common Stock | S | 8403 | $126.00 | Disposed | 53170.325 | Direct |
| 2021-02-05 | Common Stock | S | 7937 | $126.00 | Disposed | 45233.325 | Direct |
| 2021-02-05 | Common Stock | S | 17105 | $126.00 | Disposed | 28128.325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-05 | Employee Stock Option (Right to Buy) | $86.64 | M | 8403 | Disposed | 2024-01-28 | Common Stock (8403) | Direct |
| 2021-02-05 | Employee Stock Option (Right to Buy) | $83.30 | M | 7937 | Disposed | 2025-01-26 | Common Stock (7937) | Direct |
Footnotes
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.
F2: Includes shares acquired pursuant to dividend reinvestment.
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