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AMERICAN EXPRESS CO — Director's Dealing 2021
May 4, 2021
29774_dirs_2021-05-04_3a6aab10-2e9b-4271-9c9c-432ae03ec7b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-04-30
Reporting Person: Joabar Raymond (Grp. Pres., GMNS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | A | 6582 | $154.63 | Acquired | 15737 | Direct |
| 2021-04-30 | Common Stock | F | 3503 | $154.63 | Disposed | 12234 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 240.4 | Indirect |
| Common Stock | 2745 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.