Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMERICAN EXPRESS CO Director's Dealing 2021

Nov 2, 2021

29774_dirs_2021-11-02_4a20ca9c-a6dd-4990-b948-9f0b6d41897b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-10-31

Reporting Person: Marrs Anna (Group Pres., GCS and CFR)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-31 Common Stock A 21572 $173.78 Acquired 21572 Direct
2021-10-31 Common Stock F 13007 $173.78 Disposed 8565 Direct
2021-10-31 Common Stock A 4867 $173.78 Acquired 13432 Direct
2021-10-31 Common Stock F 2935 $173.78 Disposed 10497 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-31 Employee Stock Option (Right to Buy) $102.73 A 21572 Acquired 2028-10-31 Common Stock (21572) Direct

Footnotes

F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in October 2018 and have vested based on the Company's 2018-20 average return on equity performance.

F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person on October 2018 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.

F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in October 2018. These options became exercisable on October 31, 2021.