AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2021
Nov 2, 2021
29774_dirs_2021-11-02_4a20ca9c-a6dd-4990-b948-9f0b6d41897b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2021-10-31
Reporting Person: Marrs Anna (Group Pres., GCS and CFR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-31 | Common Stock | A | 21572 | $173.78 | Acquired | 21572 | Direct |
| 2021-10-31 | Common Stock | F | 13007 | $173.78 | Disposed | 8565 | Direct |
| 2021-10-31 | Common Stock | A | 4867 | $173.78 | Acquired | 13432 | Direct |
| 2021-10-31 | Common Stock | F | 2935 | $173.78 | Disposed | 10497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-31 | Employee Stock Option (Right to Buy) | $102.73 | A | 21572 | Acquired | 2028-10-31 | Common Stock (21572) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in October 2018 and have vested based on the Company's 2018-20 average return on equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person on October 2018 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
F4: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in October 2018. These options became exercisable on October 31, 2021.