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AMERICAN EXPRESS CO — Director's Dealing 2018
Jun 1, 2018
29774_dirs_2018-06-01_35e9944d-be25-4485-8281-b81631c33bd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2018-02-21
Reporting Person: Buckminster Douglas E. (Pres, Glb Consumer Svcs Grp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-21 | Common Stock | G | 540 | — | Disposed | 19514.169 | Direct |
| 2018-05-30 | Common Stock | S | 3804 | $99.03 | Disposed | 15735.902 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51132 | Indirect |
| Common Stock | 13305.43 | Indirect |
Footnotes
F1: The reported disposition represents a bona fide charitable gift made by the reporting person.
F2: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.030 to $99.031. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: Includes shares acquired pursuant to dividend reinvestment.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.