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AMERICAN EXPRESS CO Director's Dealing 2017

Jan 4, 2017

29774_dirs_2017-01-04_84aaacd2-d234-4880-ae68-2889763cbb2b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2016-12-31

Reporting Person: Lauvergeon Anne (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-31 Share Equivalent Units $ A 401.714 Acquired Common Stock (401.714) Direct

Footnotes

F1: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.