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AMERICAN EXPRESS CO — Director's Dealing 2017
Jan 30, 2017
29774_dirs_2017-01-30_c165f634-ce86-4c06-9eb0-61d0717e3c61.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2017-01-26
Reporting Person: Squeri Stephen J (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-26 | Common Stock | A | 15006 | $76.89 | Acquired | 221736.774 | Direct |
| 2017-01-26 | Common Stock | F | 5893 | $76.89 | Disposed | 215843.774 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 116.904 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's positive cumulative net income over the two year performance period.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.