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AMERICAN EXPRESS CO — Director's Dealing 2017
Jan 31, 2017
29774_dirs_2017-01-31_9084f226-143e-4d05-9fdd-b56f962930bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2017-01-28
Reporting Person: O'Neill Michael John (EVP, Corp Affairs & Comm)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-28 | Common Stock | A | 3636 | $76.85 | Acquired | 36556.35 | Direct |
| 2017-01-28 | Common Stock | F | 1550 | $76.85 | Disposed | 35006.35 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1026.26 | Indirect |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Includes shares acquired pursuant to dividend reinvestment.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.