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AMERICAN EXPRESS CO Director's Dealing 2017

Nov 1, 2017

29774_dirs_2017-11-01_44bfc6de-9029-44e8-bd0e-1573149e9dc6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2017-10-31

Reporting Person: Gupta Ashwini (Pres, Crdt Risk/Glbl Info Mgt)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-31 Common Stock M 115000 $49.13 Acquired 289996 Direct
2017-10-31 Common Stock S 90658 $94.71 Disposed 199338 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-31 Employee Stock Option (Right to Buy) $49.13 M 115000 Disposed 2018-01-30 Common Stock (115000) Direct

Footnotes

F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.58 to $95.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable."