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AMERICAN EXPRESS CO — Director's Dealing 2015
Mar 16, 2015
29774_dirs_2015-03-16_925e73f2-0a53-411b-84dd-c45682916286.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2015-03-12
Reporting Person: Gupta Ashwini (Pres-Risk/Info Mgmt & AXP CRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | I | 60.2292 | $81.56 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-12 | Phantom Stock Units | $ | I | 580.0817 | Disposed | Common Stock (580.0817) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 113175 | Direct |
Footnotes
F1: The phantom stock units will convert into common stock equivalents on a one-for-one basis at settlement, upon the reporting person's retirement or other termination of service.
F2: The units are to be settled in cash based on the Company's stock price at settlement.
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