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AMERICAN EXPRESS CO — Director's Dealing 2014
Jan 29, 2014
29774_dirs_2014-01-29_c0aaa040-3447-4406-881d-1b579cbdf5f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2014-01-27
Reporting Person: Gupta Ashwini (Pres-Risk/Info Mgmt & AXP CRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | Common Stock | A | 18492 | $85.72 | Acquired | 113530 | Direct |
| 2014-01-27 | Common Stock | F | 10323 | $85.72 | Disposed | 103207 | Direct |
| 2014-01-27 | Common Stock | A | 1723 | $85.72 | Acquired | 104930 | Direct |
| 2014-01-27 | Common Stock | F | 962 | $85.72 | Disposed | 103968 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.