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AMERICAN EXPRESS CO Director's Dealing 2014

Oct 2, 2014

29774_dirs_2014-10-02_92ea054f-1d93-4a3b-ab5d-acf49902bdb6.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2014-09-29

Reporting Person: O'Neill Michael John (EVP, Corp Affairs & Comm)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 25061 Direct
Common Stock 989 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $57.77 2017-01-25 Common Stock (16600) Direct
Employee Stock Option (Right to Buy) $49.13 2018-01-31 Common Stock (37500) Direct
Employee Stock Option (Right to Buy) $16.71 2019-01-29 Common Stock (8379) Direct
Employee Stock Option (Right to Buy) $38.10 2020-01-26 Common Stock (15749) Direct
Employee Stock Option (Right to Buy) $44.54 2021-01-27 Common Stock (13472) Direct
Employee Stock Option (Right to Buy) $34.84 2019-10-30 Common Stock (43054) Direct
Employee Stock Option (Right to Buy) $49.23 2022-01-24 Common Stock (12188) Direct
Phantom Stock Units $ Common Stock (635) Direct

Footnotes

F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F2: 7,450 of these options became exercisable on January 25, 2010 and 9,150 of these options became exercisable on January 25, 2011.

F3: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

F4: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

F5: The units are to be settled following the reporting person's retirement or other termination of service.

F6: The phantom stock converts into common stock on a one-for-one basis.