AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2013
Jan 3, 2013
29774_dirs_2013-01-03_53f05938-28d6-4b9a-bc7b-41a32a68486f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2012-12-31
Reporting Person: POPOFF FRANK P (Advisor to the Board)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Share Equivalent Units | $ | A | 328.02 | Acquired | Common Stock (328.02) | Direct |
Footnotes
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.