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AMERICAN EXPRESS CO — Director's Dealing 2013
Jan 31, 2013
29774_dirs_2013-01-30_8fd8f853-0e27-4b2d-ba03-cb61528fde09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-01-28
Reporting Person: Buckminster Douglas E. (Pres, Int'l Consumer & SBS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-28 | Common Stock | A | 1968 | — | Acquired | 55368.967 | Direct |
| 2013-01-28 | Common Stock | F | 932 | $59.07 | Disposed | 54436.967 | Direct |
| 2013-01-28 | Common Stock | A | 52493 | — | Acquired | 106929.967 | Direct |
| 2013-01-28 | Common Stock | F | 24856 | $59.07 | Disposed | 82073.967 | Direct |
| 2013-01-29 | Common Stock | F | 5137 | $59.45 | Disposed | 76936.967 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12035.12 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.