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AMERICAN EXPRESS CO — Director's Dealing 2013
Jan 31, 2013
29774_dirs_2013-01-30_1ea7e041-1226-4ea2-a5cf-fcac91f48580.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-01-28
Reporting Person: Gupta Ashwini (Pres-Risk/Info Mgmt & AXP CRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-28 | Common Stock | A | 1722 | $59.07 | Acquired | 47360 | Direct |
| 2013-01-28 | Common Stock | F | 962 | $59.07 | Disposed | 46398 | Direct |
| 2013-01-28 | Common Stock | A | 52493 | $59.07 | Acquired | 98891 | Direct |
| 2013-01-28 | Common Stock | F | 29302 | $59.07 | Disposed | 69589 | Direct |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
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