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AMERICAN EXPRESS CO — Director's Dealing 2013
Jan 31, 2013
29774_dirs_2013-01-30_ea1c0a7b-85c1-4b6d-8036-e409bd950e98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-01-28
Reporting Person: Henry Daniel T (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-28 | Common Stock | A | 2870 | $59.07 | Acquired | 65346 | Direct |
| 2013-01-28 | Common Stock | F | 1481 | $59.07 | Disposed | 63865 | Direct |
| 2013-01-28 | Common Stock | A | 78740 | $59.07 | Acquired | 142605 | Direct |
| 2013-01-28 | Common Stock | F | 40607 | $59.07 | Disposed | 101998 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.