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AMERICAN EXPRESS CO — Director's Dealing 2013
Jan 31, 2013
29774_dirs_2013-01-30_7003aee3-6462-46c7-ba02-11474040d647.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-01-28
Reporting Person: PARENT LOUISE M (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-28 | Common Stock | A | 2050 | $59.07 | Acquired | 59136.0117 | Direct |
| 2013-01-28 | Common Stock | F | 1145 | $59.07 | Disposed | 57991.0117 | Direct |
| 2013-01-28 | Common Stock | A | 65616 | $59.07 | Acquired | 123607.0117 | Direct |
| 2013-01-28 | Common Stock | F | 36627 | $59.07 | Disposed | 86980.0117 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 84.57 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.