AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2013
Apr 1, 2013
29774_dirs_2013-04-01_41a1becd-c33d-44ed-828d-94ef6411b4f1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-03-31
Reporting Person: Leonsis Theodore (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock | G | 5000 | — | Disposed | 20000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-31 | Share Equivalent Units | $ | A | 198.434 | Acquired | Common Stock (198.434) | Direct |
Footnotes
F1: The reported disposition represents a bona fide gift.
F2: The Share Equivalent Units convert into common stock on a one-for-one basis.
F3: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F4: The Share Equivalent Units are convertible immediately and have no expiration date.
F5: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.