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AMERICAN EXPRESS CO Director's Dealing 2013

Oct 21, 2013

29774_dirs_2013-10-21_d0956fce-57f2-4e4f-b345-d03a3365dd17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-10-18

Reporting Person: Glenn William H (Pres, Global Corp Payments)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-18 Common Stock M 26275 $45.768 Acquired 96537 Direct
2013-10-18 Common Stock M 34272 $45.768 Acquired 130809 Direct
2013-10-18 Common Stock M 19421 $48.083 Acquired 150230 Direct
2013-10-18 Common Stock M 110000 $51.865 Acquired 260230 Direct
2013-10-18 Common Stock S 172452 $79.7542 Disposed 87778 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-18 Employee Stock Option (Right to Buy) $45.768 M 26275 Disposed 2015-01-23 Common Stock (26275) Direct
2013-10-18 Employee Stock Option (Right to Buy) $45.768 M 34272 Disposed 2015-01-23 Common Stock (34272) Direct
2013-10-18 Employee Stock Option (Right to Buy) $48.083 M 19421 Disposed 2015-07-24 Common Stock (19421) Direct
2013-10-18 Employee Stock Option (Right to Buy) $51.865 M 110000 Disposed 2016-01-22 Common Stock (110000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 169.45 Indirect

Footnotes

F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.58 to $79.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F4: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."