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AMERICAN EXPRESS CO Director's Dealing 2013

Oct 21, 2013

29774_dirs_2013-10-21_c5127fd6-c3df-46c7-b131-6ce36d92e3eb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-10-18

Reporting Person: Bush James Peter (EVP, World Service)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-18 Common Stock M 17954 $16.71 Acquired 71589.6239 Direct
2013-10-18 Common Stock M 35433 $38.10 Acquired 107022.6239 Direct
2013-10-18 Common Stock S 45418 $80.5228 Disposed 61604.6239 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-18 Employee Stock Option (Right to Buy) $16.71 M 17954 Disposed 2019-01-28 Common Stock (17954) Direct
2013-10-18 Employee Stock Option (Right to Buy) $38.10 M 35433 Disposed 2020-01-25 Common Stock (35433) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6245 Indirect

Footnotes

F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.45 to $80.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: Includes shares acquired pursuant to dividend reinvestment.

F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

F6: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable."