Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMERICAN EXPRESS CO Director's Dealing 2013

Dec 5, 2013

29774_dirs_2013-12-05_94eefdab-31f6-4bc9-ade5-a6d12e0d6d38.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2013-12-03

Reporting Person: Gupta Ashwini (Pres-Risk/Info Mgmt & AXP CRO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-03 Common Stock M 114240 $45.768 Acquired 183829 Direct
2013-12-03 Common Stock M 13709 $45.768 Acquired 197538 Direct
2013-12-03 Common Stock S 102500 $84.3716 Disposed 95038 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-03 Employee Stock Option (Right to Buy) $45.768 M 114240 Disposed 2015-01-23 Common Stock (114240) Direct
2013-12-03 Employee Stock Option (Right to Buy) $45.768 M 13709 Disposed 2015-01-23 Common Stock (13709) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 59 Indirect

Footnotes

F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.20 to $84.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

F4: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."