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AMERICAN EXPRESS CO — Director's Dealing 2012
Jan 26, 2012
29774_dirs_2012-01-26_ba872b7f-ca26-47f5-b6ab-6ad252577090.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2012-01-24
Reporting Person: Gupta Ashwini (Pres-Risk/Info Mgmt/Banking Gp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-30 | Common Stock | G | 1060 | — | Disposed | 70597 | Direct |
| 2011-12-30 | Common Stock | G | 1060 | — | Acquired | 1060 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-24 | Employee Stock Option (Right to Buy) | $49.23 | A | 16494 | Acquired | 2022-01-23 | Common Stock (16494) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18235 | Indirect |
Footnotes
F1: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."
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