AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2012
Jan 30, 2012
29774_dirs_2012-01-30_b0836f74-1610-49bb-bfce-802181d205ea.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2012-01-26
Reporting Person: Buckminster Douglas E. (Pres, Int'l Consumer & SBS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-26 | Common Stock | A | 1969 | — | Acquired | 94568.612 | Direct |
| 2012-01-26 | Common Stock | F | 915 | $49.98 | Disposed | 93653.612 | Direct |
| 2012-01-29 | Common Stock | F | 5039 | $49.85 | Disposed | 88614.612 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11815 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.