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AMERICAN EXPRESS CO — Director's Dealing 2012
Jan 31, 2012
29774_dirs_2012-01-30_7aed0213-3e5f-49f2-ace5-502f0b689c52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2012-01-26
Reporting Person: Gupta Ashwini (Pres-Risk/Info Mgmt/Banking Gp)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-26 | Common Stock | A | 1722 | — | Acquired | 72319 | Direct |
| 2012-01-26 | Common Stock | F | 622 | $49.98 | Disposed | 71697 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1060 | Indirect |
| Common Stock | 18235 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.