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AMERICAN EXPRESS CO — Director's Dealing 2012
Nov 9, 2012
29774_dirs_2012-11-09_6491e2b2-b6f1-4609-8fa1-eb12447c0188.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2012-10-30
Reporting Person: Squeri Stephen J (Group Pres., Global Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-20 | Common Stock | G | 3410 | — | Disposed | 127311 | Direct |
| 2012-10-30 | Common Stock | F | 13224 | $55.75 | Disposed | 114087 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 95 | Indirect |
Footnotes
F1: This gift was not reflected on the original Form 4.
F2: Bona fide gift.
F3: The original Form 4 overstated the reporting person's ownership; it did not reflect a prior transfer of shares pursuant to a domestic relations order.
F4: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.
F5: Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.