AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2011
Feb 3, 2011
29774_dirs_2011-02-02_03e56bfc-f396-4dc3-8348-d0b0e23895cc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2011-01-31
Reporting Person: CHENAULT KENNETH I (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-31 | Common Stock | A | 122124 | $44.38 | Acquired | 921018 | Direct |
| 2011-01-31 | Common Stock | F | 55524 | $44.38 | Disposed | 865494 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 85220 | Indirect |
| Common Stock | 10921 | Indirect |
| Common Stock | 22589 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 31, 2008.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.