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AMERICAN EXPRESS CO — Director's Dealing 2009
Feb 17, 2009
29774_dirs_2009-02-17_a16ab84a-ae4b-4976-9bed-ecfb01940e48.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2008-12-31
Reporting Person: Linville Judson C (CEO, U.S. Consumer Division)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-01-29 | Phantom Stock Units | $ | J | 295 | Acquired | Common Stock (295) | Direct |
Footnotes
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively.
F3: The units are to be settled upon the reporting person's retirement or other termination of service.
F4: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.