AI assistant
AMERICAN EXPRESS CO — Director's Dealing 2009
Mar 19, 2009
29774_dirs_2009-03-19_da99a090-749d-4f3f-9e2f-73e7c1db8ff8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2009-03-17
Reporting Person: CHENAULT KENNETH I (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-03-17 | Common Stock | A | 62236 | — | Acquired | 1049038 | Direct |
| 2009-03-17 | Common Stock | F | 27260 | $12.92 | Disposed | 1021778 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21774 | Indirect |
| Common Stock | 5265 | Indirect |
| Common Stock | 8783 | Indirect |
Footnotes
F1: Shares acquired pursuant to the vesting of a Letter of Intent award granted to reporting person on March 17, 2006.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Letter of Intent award noted above.
F3: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.