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AMERICAN EXPRESS CO — Director's Dealing 2008
Oct 2, 2008
29774_dirs_2008-10-02_aa95b9aa-636b-4246-9f03-546f78c3ac47.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2008-09-22
Reporting Person: Glenn William H (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25269 | Direct |
| Common Stock | 157 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.814 | 2012-09-03 | Common Stock (15308) | Direct | |
| Employee Stock Option (Right to Buy) | $29.239 | 2013-01-26 | Common Stock (34272) | Direct | |
| Employee Stock Option (Right to Buy) | $43.977 | 2014-01-25 | Common Stock (68544) | Direct | |
| Employee Stock Option (Right to Buy) | $45.768 | 2015-01-23 | Common Stock (26275) | Direct | |
| Employee Stock Option (Right to Buy) | $45.768 | 2015-01-23 | Common Stock (34272) | Direct | |
| Employee Stock Option (Right to Buy) | $48.083 | 2015-07-24 | Common Stock (19421) | Direct | |
| Employee Stock Option (Right to Buy) | $51.865 | 2016-01-22 | Common Stock (110000) | Direct | |
| Employee Stock Option (Right to Buy) | $57.77 | 2017-01-24 | Common Stock (200000) | Direct | |
| Employee Stock Option (Right to Buy) | $57.77 | 2017-01-24 | Common Stock (100000) | Direct | |
| Employee Stock Option (Right to Buy) | $58.54 | 2017-07-30 | Common Stock (15000) | Direct | |
| Employee Stock Option (Right to Buy) | $49.13 | 2018-01-30 | Common Stock (115000) | Direct | |
| Phantom Stock Units | $ | Common Stock (138) | Direct |
Footnotes
F1: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F2: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable."
F3: These shares become exercisable in three annual installments beginning on date shown as "Date Exercisable."
F4: The units are to be settled following the reporting person's retirement or other termination of service.
F5: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan.
F6: The phantom stock converts into common stock on a one-for-one basis.