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AMERICAN EXPRESS CO — Director's Dealing 2007
Feb 15, 2007
29774_dirs_2007-02-14_e714934d-0894-4130-a556-7872a4e55f9f.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: AMERICAN EXPRESS CO (AXP)
CIK: 0000004962
Period of Report: 2006-12-31
Reporting Person: Cox L Kevin (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-04 | Common Stock | F | 4504 | $52.71 | Disposed | 26341 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-01-26 | Phantom Stock Units | $0 | J | 19 | Acquired | Common Stock (19) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19 | Indirect |
Footnotes
F1: Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F2: The phantom stock coverts into common stock on a one-for-one basis.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share.
F4: The units are to be settled following the reporting person's retirement or other termination of service.