AI assistant
ALTRIA GROUP, INC. — Director's Dealing 2016
Oct 4, 2016
29853_dirs_2016-10-04_cb09b5fd-147b-4b94-8b5d-165b43be65b5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALTRIA GROUP, INC. (MO)
CIK: 0000764180
Period of Report: 2016-09-30
Reporting Person: McQUADE KATHRYN B. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Phantom Stock Units | $ | A | 82 | Acquired | Common Stock (82) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23043 | Direct |
Footnotes
F1: Includes 19,959 deferred shares held in the Stock Compensation Plan for Non-Employee Directors, including an increase of 161 shares acquired through the reinvestment of dividends since June 30, 2016, the date of the last reportable transaction.
F2: Phantom Stock Units convert to the cash value of the issuer's common stock on a 1-for-1 basis.
F3: These units were acquired on September 30, 2016 pursuant to the Deferred Fee Plan for Non-Employee Directors.
F4: The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant.
F5: The average of the high and low price of Altria Group, Inc. common stock on September 30, 2016.
F6: Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This total includes the September 30, 2016 acquisition of 82 share equivalents under the Deferred Fee Plan for Non-Employee Directors and 55 share equivalents acquired through the reinvestment of dividends since June 30, 2016, the date of the last reportable transaction.