AlTi Global, Inc. — Director's Dealing 2022

Nov 22, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cartesian Growth Corp (GLBL)
CIK: 0001838615
Period of Report: 2022-11-17

Reporting Person: Pangaea Three-B, LP (10% Owner)
Reporting Person: Yu Peter (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-17	Class A ordinary shares	P	22325	$10.0289	Acquired	22325	Direct
2022-11-18	Class A ordinary shares	P	60000	$10.0694	Acquired	82325	Direct
2022-11-18	Class A ordinary shares	P	1995	$9.8711	Acquired	84320	Direct
2022-11-21	Class A ordinary shares	P	1897	$10.1889	Acquired	86217	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-17	Warrants	$11.50	P	316375	Acquired		Class A Ordinary Shares (316375)	Direct
2022-11-18	Warrants	$11.50	P	265848	Acquired		Class A ordinary shares (265848)	Direct
2022-11-18	Warrants	$11.50	P	665	Acquired		Class A ordinary shares (665)	Direct
2022-11-21	Warrants	$11.50	P	122609	Acquired		Class A ordinary shares (112609)	Direct
2022-11-21	Warrants	$11.50	P	632	Acquired		Class A ordinary shares (632)	Direct

Footnotes

F1: Represents securities held by Pangaea Three-B, LP. Pangaea Three-B, LP is controlled by Peter Yu, the Issuer's Chairman and Chief Executive Officer. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.

F2: Purchased as part of a unit, each unit consists of one Class A ordinary share and one-third of one warrant. Each whole warrant entitles the holder to purchase one Class A ordinary share for $11.50 per share (subject to adjustment). Purchase price reported is per unit.

F3: Each warrant becomes exercisable on the later of one year after the closing of the Company's initial public offering or 30 days after the completion of an initial business combination, as described in the Issuer's prospectus filed with the SEC.

F4: The warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's prospectus filed with the SEC.