AI assistant
ALPHA & OMEGA SEMICONDUCTOR Ltd — Director's Dealing 2024
Dec 6, 2024
32375_dirs_2024-12-05_7d17743a-5774-44f4-b96f-282e87408454.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
CIK: 0001387467
Period of Report: 2024-12-04
Reporting Person: Liang Yifan (CFO and Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-04 | Common Shares | S | 3877 | $47.5638 | Disposed | 292302 | Direct |
| 2024-12-04 | Common Shares | S | 9247 | $48.0552 | Disposed | 283055 | Direct |
| 2024-12-04 | Common Shares | S | 12791 | $50.049 | Disposed | 270264 | Direct |
| 2024-12-04 | Common Shares | S | 5089 | $50.4368 | Disposed | 265175 | Direct |
Footnotes
F1: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.0000 to $47.9800, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: Includes 67,500 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 01, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
F4: Includes an aggregate of 46,250 shares subject to Restricted Share Unit (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 17,500 unvested common shares subject to the PSU granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future.
F5: Includes 11,147 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2021 and March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.0000 to $48.8500, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.2800 to $50.2600, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.3100 to $50.9900, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.