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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2018
Dec 4, 2018
10420_dirs_2018-12-04_710e286d-0e76-423b-a17c-3ebcbce5ba41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2018-11-30
Reporting Person: Siemers William R (SVP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-30 | AB Holding Units | F | 858 | $30.21 | Disposed | 21390 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| AB Holding Units | 12498 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: On November 30, 2018, 2,523 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 858 AB Holding Units were withheld for tax purposes and 1,665 AB Holding Units were delivered to him.
F3: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018.