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ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2013
Dec 3, 2013
10420_dirs_2013-12-03_c24147d5-7d23-4b35-acda-e5a1ad4d2995.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2013-11-29
Reporting Person: Gingrich James A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-29 | units rep. assignments of beneficial owner. of lp interests | F | 51027 | $22.19 | Disposed | 310560 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| AB Holding Units | 145350 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: On November 29, 2013, 98,945 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 51,027 were withheld for tax purposes and 47,918 AB Holding Units were delivered to him.
F3: Total includes 475 Holding Units acquired through quarterly distribution reinvestment.