AI assistant
ALLIANCEBERNSTEIN HOLDING L.P. — Director's Dealing 2012
Dec 4, 2012
10420_dirs_2012-12-04_0808d7f5-707a-4746-ac83-0faa0ba3d99f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCEBERNSTEIN HOLDING L.P. (AB)
CIK: 0000825313
Period of Report: 2012-11-30
Reporting Person: FARRELL EDWARD J (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | units rep. assignments of beneficial owner. of lp interests | F | 2950 | $17.58 | Disposed | 38193 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Holding Units | 13943 | Direct |
Footnotes
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
F2: On November 30, 2012, 8,177 Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation program were distributed to him. Of these Holding Units, 2,950 Holding Units were withheld for tax purposes and 5,227 Holding Units were delivered to him.
F3: Total includes 328 Holding Units acquired through quarterly distribution reinvestment.