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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2014
Feb 18, 2014
31325_dirs_2014-02-18_440e16ff-6c92-4e8c-af28-252f5a1b46f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2014-02-14
Reporting Person: CRAFT JOSEPH W III (Director, President and Chief Executive, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Phantom unit | $ | A | 1070 | Acquired | Common unit (1070) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Unit | 357451 | Direct |
| Common Unit | 1000 | Indirect |
| Common Unit | 15544169 | Indirect |
Footnotes
F1: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F2: 1 for 1
F3: Not applicable
F4: The reporting person indirectly holds 15,544,169 Common Units of ARLP though Alliance Holdings GP, L.P. ("AHGP"). Craft is a director, and through his ownership of C-Holdings, LLC, the sole owner of Alliance GP, LLC, the general partner of AHGP., and holds, directly or indirectly, a majority of the outstanding AHGP Common Units. AHGP owns 42.0% of the Common Units of ARLP. Craft disclaims beneficial ownership of the Common Units of ARLP held by AHGP except to the extent of his pecuniary interest therein.