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ALLIANCE RESOURCE PARTNERS LP — Director's Dealing 2014
Feb 18, 2014
31325_dirs_2014-02-18_78f4bb2c-ba52-4157-986f-b65f0f301d3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLIANCE RESOURCE PARTNERS LP (ARLP)
CIK: 0001086600
Period of Report: 2014-02-14
Reporting Person: Davis R Eberley (SVP-Law&Admin,General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common unit | M | 5000 | — | Acquired | 20831 | Direct |
| 2014-02-14 | Common unit | F | 1764 | $80.68 | Disposed | 19067 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Phantom unit | $ | A | 78 | Acquired | Common unit (78) | Direct | |
| 2014-02-14 | Restricted unit | $ | M | 5000 | Disposed | Common units (5000) | Direct |
Footnotes
F1: 1 for 1
F2: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3: Not applicable
F4: On January 22, 2014, our Compensation Committee determined that the vesting requirements for the 2011 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2014 and subsequently issued on February 14, 2014 based upon an ARLP unit price of $80.68.
F5: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $80.68.