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ALLEGRO MICROSYSTEMS, INC. — Director's Dealing 2020
Nov 4, 2020
30980_dirs_2020-11-04_0df86825-ec05-4648-b68a-d3f52ee7ad49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLEGRO MICROSYSTEMS, INC. (ALGM)
CIK: 0000866291
Period of Report: 2020-11-02
Reporting Person: Brown Christopher (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-28 | Common Stock | C | 130097 | — | Acquired | 130097 | Direct |
| 2020-11-02 | Common Stock | A | 19286 | $0.00 | Acquired | 149383 | Direct |
| 2020-11-02 | Common Stock | A | 48215 | $0.00 | Acquired | 197597 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-26 | Class L Common Stock | $ | A | 10000 | Acquired | Common Stock () | Direct | |
| 2020-10-28 | Class L Common Stock | $ | C | 10000 | Disposed | Common Stock () | Direct |
Footnotes
F1: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer.
F2: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in four equal annual installments beginning on November 18, 2021.
F3: Represents an award of RSUs. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on November 18, 2023.