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ALLEGRO MICROSYSTEMS, INC. — Director's Dealing 2020
Nov 4, 2020
30980_dirs_2020-11-04_ae1aeceb-3851-4c12-b9d4-8f4128fcb572.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ALLEGRO MICROSYSTEMS, INC. (ALGM)
CIK: 0000866291
Period of Report: 2020-11-02
Reporting Person: Vig Ravi (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-28 | Common Stock | C | 2370668 | — | Acquired | 2370668 | Direct |
| 2020-10-28 | Common Stock | D | 595912 | $13.195 | Disposed | 1774756 | Direct |
| 2020-11-02 | Common Stock | A | 107143 | $0.00 | Acquired | 1881899 | Direct |
| 2020-10-28 | Common Stock | C | 653090 | — | Acquired | 653090 | Indirect |
| 2020-10-28 | Common Stock | C | 653090 | — | Acquired | 653090 | Indirect |
| 2020-10-28 | Common Stock | C | 653090 | — | Acquired | 653090 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-28 | Class A Common Stock | $ | C | 125000 | Disposed | Common Stock () | Direct | |
| 2020-10-28 | Class L Common Stock | $ | C | 30200 | Disposed | Common Stock () | Direct | |
| 2020-10-28 | Class L Common Stock | $ | C | 50200 | Disposed | Common Stock (653090) | Indirect | |
| 2020-10-28 | Class L Common Stock | $ | C | 50200 | Disposed | Common Stock (653090) | Indirect | |
| 2020-10-28 | Class L Common Stock | $ | C | 50200 | Disposed | Common Stock (653090) | Indirect |
Footnotes
F1: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class A and Class L common stock held by the reporting person were automatically converted into and reclassified as an aggregate of 2,370,668 shares of common stock of the Issuer.
F2: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in four equal annual installments beginning on November 18, 2021.
F3: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock reported herein was automatically converted into and reclassified as an aggregate of 653,090 shares of common stock of the Issuer.