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Alkermes plc. — Director's Dealing 2017
Jan 7, 2017
31048_dirs_2017-01-06_811dc726-94c5-4f7c-9728-2afc5ae59cc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-01-04
Reporting Person: Stejbach Mark (SVP/Chief Comm Off, Alks Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-04 | Ordinary Shares | M | 2500 | $17.30 | Acquired | 36615 | Direct |
| 2017-01-04 | Ordinary Shares | S | 2500 | $60.007 | Disposed | 34115 | Direct |
| 2017-01-05 | Ordinary Shares | M | 300 | $17.30 | Acquired | 34415 | Direct |
| 2017-01-05 | Ordinary Shares | S | 300 | $60.0866 | Disposed | 34115 | Direct |
| 2017-01-06 | Ordinary Shares | M | 6653 | $17.30 | Acquired | 40768 | Direct |
| 2017-01-06 | Ordinary Shares | S | 6653 | $60.0696 | Disposed | 34115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-04 | Employee Stock Option (Right to Buy) | $17.30 | M | 2500 | Disposed | 2022-03-07 | Ordinary Shares (2500) | Direct |
| 2017-01-05 | Employee Stock Option (Right to Buy) | $17.30 | M | 300 | Disposed | 2022-03-07 | Ordinary Shares (300) | Direct |
| 2017-01-06 | Employee Stock Option (Right to Buy) | $17.30 | M | 6653 | Disposed | 2022-03-07 | Ordinary Shares (6653) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: These options are fully vested in accordance with their terms.