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Alkermes plc. — Director's Dealing 2017
Feb 11, 2017
31048_dirs_2017-02-10_a9760238-a5be-46b4-b96f-ef6120d9c228.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-12-31
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO Alks Inc; Sec ALKS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 38687 | Direct |
| Ordinary Shares | 36848 | Indirect |
| Ordinary Shares | 57152 | Indirect |
Footnotes
F1: Excludes 57,152 shares previously owned indirectly by the Kathryn L. Biberstein 2015 Grantor Retained Annuity Trust dated December 11, 2015 (the "2015 GRAT"), which were first transferred to the reporting person's direct beneficial ownership on December 13, 2014 pursuant to an annuity payment under the 2015 GRAT and subsequently contributed to the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT") on December 14, 2016. Both the annuity payment and the contribution to the 2016 GRAT were exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
F2: Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F3: Shares held by the 2016 GRAT. The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.