AI assistant
Alkermes plc. — Director's Dealing 2017
Apr 4, 2017
31048_dirs_2017-04-04_b947470a-5c2f-4e82-b1ab-1fa907332088.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2017-04-03
Reporting Person: BIBERSTEIN KATHRYN L (EVP/CAO/CCO Alks Inc; Sec ALKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Ordinary Shares | M | 15000 | $15.95 | Acquired | 69904 | Direct |
| 2017-04-03 | Ordinary Shares | S | 10937 | $57.4114 | Disposed | 58967 | Direct |
| 2017-04-03 | Ordinary Shares | S | 3763 | $58.3544 | Disposed | 55204 | Direct |
| 2017-04-03 | Ordinary Shares | S | 300 | $59.125 | Disposed | 54904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Non Qualified Stock Option (Right to Buy) | $15.95 | M | 15000 | Disposed | 2017-06-01 | Ordinary Shares (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 36848 | Indirect |
| Ordinary Shares | 57152 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.04 to $58.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.05 to $59.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.05 to $59.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6: Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
F7: Shares held by the 2016 GRAT. The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
F8: These options are fully vested in accordance with their terms.