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Alkermes plc. — Director's Dealing 2016
Nov 10, 2016
31048_dirs_2016-11-10_dcac7349-5d5d-4c63-952b-819a16e84e08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-11-08
Reporting Person: POPS RICHARD F (Director, Director and CEO, Alkermes plc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-08 | Ordinary Shares | M | 30000 | $14.38 | Acquired | 638962 | Direct |
| 2016-11-08 | Ordinary Shares | S | 21054 | $53.0539 | Disposed | 617908 | Direct |
| 2016-11-08 | Ordinary Shares | S | 8946 | $53.8191 | Disposed | 608962 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-08 | Non Qualified Stock Option (Right to Buy) | $14.38 | M | 30000 | Disposed | 2016-12-12 | Ordinary Shares (30000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.60 to $53.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.60 to $54.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: These options are fully vested in accordance with their terms.