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Alkermes plc. — Director's Dealing 2016
Dec 14, 2016
31048_dirs_2016-12-13_b65a349e-2f66-4180-a82a-4c189bb97a6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-12-12
Reporting Person: Ehrich Elliot (EVP, R&D & CMO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | Ordinary Shares | M | 10000 | $16.55 | Acquired | 64623 | Direct |
| 2016-12-12 | Ordinary Shares | M | 5000 | $18.105 | Acquired | 69623 | Direct |
| 2016-12-12 | Ordinary Shares | S | 16983 | $55.1511 | Disposed | 52640 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-12 | Employee Stock Option (Right to Buy) | $16.55 | M | 10000 | Disposed | 2022-05-21 | Ordinary Shares (10000) | Direct |
| 2016-12-12 | Employee Stock Option (Right to Buy) | $18.105 | M | 5000 | Disposed | 2021-05-20 | Ordinary Shares (5000) | Direct |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.86 to $55.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: These options are fully vested in accordance with their terms.