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Alkermes plc. — Director's Dealing 2016
Dec 19, 2016
31048_dirs_2016-12-19_74903fa2-f45c-4482-a15e-d9850082556e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Alkermes plc. (ALKS)
CIK: 0001520262
Period of Report: 2016-12-12
Reporting Person: Pugh Gordon G (SVP, COO & CRO, Alkermes, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | Ordinary Shares | G | 1794 | — | Disposed | 45987 | Indirect |
| 2016-12-14 | Ordinary Shares | G | 7250 | — | Disposed | 38737 | Indirect |
| 2016-12-15 | Ordinary Shares | M | 16690 | $16.55 | Acquired | 37277 | Direct |
| 2016-12-15 | Ordinary Shares | S | 16690 | $57.6225 | Disposed | 20587 | Direct |
| 2016-12-16 | Ordinary Shares | M | 4768 | $16.55 | Acquired | 25355 | Direct |
| 2016-12-16 | Ordinary Shares | S | 4768 | $57.7318 | Disposed | 20587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | Employee Stock Option (Right to Buy) | $16.55 | M | 16690 | Disposed | 2022-05-21 | Ordinary Shares (16690) | Direct |
| 2016-12-16 | Employee Stock Option (Right to Buy) | $16.55 | M | 4768 | Disposed | 2022-05-21 | Ordinary Shares (4768) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 13101 | Indirect |
| Ordinary Shares | 6989 | Indirect |
Footnotes
F1: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
F6: These options are fully vested in accordance with their terms.